01 — Wealth
Wealth Protection Risk Assessment
Quantitative analysis of risk exposure across personal and family enterprise —
including entity structuring, asset concentration, succession risk, creditor
exposure, and jurisdictional risk factors. Delivered as an institutional analytical
work product to inform decisions made in coordination with the client's licensed
counsel and fiduciaries.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
02 — Tax
Tax Planning Risk Assessment
Quantitative analysis of tax exposure across the client's commercial and personal
structures — including entity-level exposure, transactional tax risk, jurisdictional
risk, and scenario modeling of tax-position outcomes. Delivered as an institutional
analytical work product to inform tax-planning decisions executed by the client's
licensed CPAs and tax attorneys.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
03 — Entity
Business Formation Risk Assessment
Quantitative analysis of entity-formation risk factors — including jurisdictional
considerations, governance architecture, capital structure, and liability allocation.
Delivered as an institutional analytical work product to inform formation decisions
executed by the client's licensed counsel.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
04 — Fund
Fund Formation Risk Assessment
Quantitative analysis of fund-formation risk factors — including structural exposure,
regulatory exposure, fee-and-waterfall risk, investor-relations risk, and operational
risk in fund launch and ongoing administration. Delivered as an institutional
analytical work product to inform formation and operational decisions executed by the
client's licensed counsel and qualified fund administrators.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
05 — Compliance
Compliance Risk Assessment
Quantitative analysis of compliance exposure across the client's regulatory footprint
— including filing risk, registration risk, ongoing-obligation risk, and remediation
analysis where compliance gaps are identified. Delivered as an institutional
analytical work product to inform compliance actions executed by the client's
licensed counsel and qualified compliance professionals.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
06 — Custody
Data Room and File Management
Secure, structured information environments for engagement-related document custody,
organization, and access control. Delivered as a technology service supporting ESRM
analytical engagements and client governance, transaction, and recordkeeping
workflows. Encryption in transit and at rest, role-based access controls, audit
logging, and access termination on engagement closure or client request.
07 — Governance
Board and Governance Meeting Services
Secure conferencing, meeting administration, recordkeeping, and minutes-preparation
services supporting client board, committee, and team governance activities.
Delivered as a technology service. Substantive governance advice is provided by the
client's licensed counsel; ESRM's role is administrative and technological.
Delivered in coordinated integration with licensed counsel, CPAs, tax practitioners,
and fiduciaries within their respective professional scope. ESRM provides the
analytical work; the client's licensed practitioners provide the regulated services.
